IcapitalnetworkRegulatory and Compliance

Regulatory and Compliance, Private Funds Marketing - Assistant Vice President

Salt Lake Cityonsitevp$85K – $110K

via Greenhouse

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About this role

About the Role iCapital is looking for a Compliance Assistant Vice President to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials for private funds. The ideal candidate will be responsible for ensuring compliance with all communications and advertising rules, working with the Distribution and Marketing teams and generally assisting the Legal and Compliance teams with various compliance focused tasks, including updates to policies and procedures and monitoring and testing. Responsibilities…

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